Head of Monitoring (Senior Compliance Officer - Monitoring)

(London, United Kingdom) 

JOB TITLE: Compliance Officer / Senior Compliance Officer Involvement: The Compliance Officer /Senior Compliance is expected to attend and constructively contribute to Local fiduciary practice team ...

2 hours 59 minutes ago from Totaljobs - save job

Working for a small Wealth Management arm of a larger Retail Bank, this is an excellent compliance opportunity advising on policy according to the FSA rule book across the wealth management ...

10 minutes ago from Jobsite - save job

FSA0901-12 The Company A well respected regulated alternative investment manager based in the City have an exciting opportunity for a Compliance Officer to join the organisation and act as the sole ...

1 day 3 hours ago from Totaljobs - save job

To provide compliance advice to the above GME business lines. Trading floor based. ...

12 hours 6 minutes ago from theladders.co.uk - save job

My client, an expanding securities firm is looking to recruit a Senior Compliance Officer for their West End office in London to lead and coordinate a start-up Compliance department. This exciting ...

1 day 2 hours ago from Totaljobs - save job

A contract position for a Compliance professional. Full awareness of MAS and related compliance procedures essential. For the right applicant this role can become permanent, initial timescale is 6 ...

1 day 3 hours ago from Totaljobs - save job

My client a rapidly growing specialist service company, provides a variety of outsourced support services to all sectors of the financial services industry. As part of the Compliance Team ...

1 day 3 hours ago from Totaljobs - save job

Working for a growing Investment Management firm based in the Westend, this is an excellent opportunity to develop your compliance skills with an innovative firm. The key duties will include Know ...

18 hours 50 minutes ago from Jobsite - save job

My client, an expanding securities firm is looking to recruit a Senior Compliance Officer for their West End office in London to lead and coordinate a start-up Compliance department. This exciting ...

18 hours 48 minutes ago from Jobsite - save job

FSA0901-12 The Company A well respected regulated alternative investment manager based in the City have an exciting opportunity for a Compliance Officer to join the organisation and act as the sole ...

23 hours 7 minutes ago from CV Library - save job

? Compliance officer with experience in treasury and capital markets, investment and Islamic banking ? Good understanding of securities regulations, particularly guidelines on insiders, rules ...

1 day 22 hours ago from eFinancial Careers - save job

One of the world?s leading asset management companies is seeking a compliance officer to join their Hong Kong office. Responsibilities will include portfolio compliance monitoring, marketing material ...

1 day 22 hours ago from eFinancial Careers - save job

Well-established Investment bank and one of the largest financial services providers in North America currently seeks an experienced Compliance Officer. With more than 34,000 employees, the group ...

2 hours 59 minutes ago from Totaljobs - save job

An exciting opportunity has arisen within a world leading pharmaceutical manufacturing company. A position is vacant for a Quality Compliance Officer within the Quality department. The key ...

2 hours 20 minutes ago from Totaljobs - save job

across England, Scotland and Wales. This includes specialist care for over 4,000 older people with dementia. Job title Quality and Compliance Officer - Midlands Location Leeds Job type Full-Time Closing ...

2 hours 5 minutes ago from Experteer - save job

across England, Scotland and Wales. This includes specialist care for over 4,000 older people with dementia. Job title Quality and Compliance Officer - Luton Location Luton Job type Full-Time Closing Date ...

2 hours 5 minutes ago from Experteer - save job

A global niche insurance underwriters specialising in sport require Compliance Officer to join a professional and social team. A varied role, you will be liaising with all areas of the business ...

2 days 14 hours ago from GAAPweb - save job

Global niche insurance underwriters requires a part-qualified Compliance Officer to join a professional and social team. A varied role, you will be liaising with all areas of the business (Claims ...

2 days 13 hours ago from GAAPweb - save job

advisors, they currently seek an individual to join their compliance team. You will be involved in uptaking desk based review of financial advice given by IFA's submitted via various methods including a ...

2 days 22 hours ago from Jobsite - save job

advisors, they currently seek an individual to join their compliance team. You will be involved in uptaking desk based review of financial advice given by IFA's submitted via various methods including ...

3 days 10 hours ago from CV Library - save job